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ISO-14001-Lead-Auditor Valid Exam Fee - ISO-14001-Lead-Auditor Test Assessment
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PECB ISO-14001-Lead-Auditor Exam Syllabus Topics:
Topic
Details
Topic 1
- Preparing an ISO 14001 audit: This domain measures the competence of audit consultants in planning and preparing for an ISO 14001 audit. It covers audit objectives, scope, criteria, and developing the audit plan, ensuring readiness for an efficient and objective audit.
Topic 2
- Fundamental audit concepts and principles: This section of the exam assesses the grasp EMS auditors have on core audit principles such as integrity, fair presentation, due professional care, and evidence-based evaluation. It ensures auditors can apply these principles consistently in the audit process.
Topic 3
- Environmental management system requirement:This section evaluates the ability of audit consultants to interpret and apply the specific requirements of ISO 14001. It focuses on understanding the structure of the standard, including context of the organization, leadership, planning, support, operations, and performance evaluation.
Topic 4
- Managing an ISO 14001 audit program: This section of the exam evaluates the ability of EMS auditors to manage a complete audit program. It includes planning, implementing, monitoring, and continually improving the audit program to align with organizational and compliance goals.
Topic 5
- Fundamental principles and concepts of an environmental management system: This section of the exam measures the foundational knowledge of EMS auditors and covers key principles such as environmental sustainability, continual improvement, and the process approach. It assesses understanding of how environmental management systems contribute to overall business performance and regulatory compliance.
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PECB Certified EMS ISO 14001 Lead Auditor Exam Sample Questions (Q19-Q24):
NEW QUESTION # 19
Whistlekleen is a national dry cleaning and laundry organisation with 50 shops. You are conducting an EMS surveillance audit of Head Office and are sampling environmental performance measurement. You find that
80 per cent of failures to meet performance criteria originate from five shops in the same region. Most of these failures relate to the release of volatile organic compounds (VOCs) that exceeds regulations. The Environmental Manager tells you that these are the oldest shops in the organisation. The cleaning equipment needs replacing but the organisation cannot afford it at the moment.
On raising the matter with senior management, you are told that there are plans to replace the equipment in these shops over the next five years.
Select two options that apply to how you should respond to the information given.
- A. Determine if the local authority has been informed that the organisation is exceeding VOC emissions
- B. Raise an opportunity for improvement (OI) to reduce damaging emissions
- C. Criticise the equipment replacement period as being too environmentally damaging for too long
- D. Evaluate whether the process for measuring environmental performance is effective
- E. Recommend that staff in the five shops should have medical check-ups due to air pollution
- F. Extend the audit plan to include the five shops
Answer: A,D
NEW QUESTION # 20
An organisation (ABC) plans to carry out a second-party audit of the environmental management system of a supplier (XYZ). Both, ABC and XYZ, have a certified Environmental Management System (EMS) to ISO
14001 by the same certification body.
Which one of these statements is correct?
- A. ABC should request to see a copy of the last certification body audit report from XYZ.
- B. ABC should inform the certification body that it is planning to audit XYZ.
- C. ABC should not ask permission from the certification body to carry out the audit to XYZ.
- D. ABC should invite, as an observer, an auditor of the certification body when it carries out the audit to XYZ.
Answer: C
Explanation:
According to ISO 19011:2018 Clause 3.5 (Second-party audit):
Second-party audits are conducted directly by customers on their suppliers for contractual or commercial purposes.
There is no obligation to inform or involve the certification body in such audits unless contractually required.
Certification body audit reports are confidential to the certified organization and the certification body.
Reference: ISO 19011:2018 Clause 3.5; ISO 14001 Lead Auditor Course Guide.
NEW QUESTION # 21
XM, a chain of 25 petrol stations, established an EMS following the requirements of ISO 14001, which was third-party certified 10 years ago. You are performing an internal audit before the fourth certification cycle.
During the audit to the EMS Manager (EM), the following dialogue takes place:
You: Could you please give me some details on the inspection of underground tanks in each station?
EM: It's very simple. There is a regulation that requires an annual leak inspection.
You: Who performs these inspections?
EM: I personally contract the inspectors and submit the results to the local authority. These are the certificates submitted last year.
You: I see only 22 certificates. There are three missing.
EM: The tanks of those three stations will be removed next year and replaced by new ones. I phoned the local authority and they told me that I do not need to send any report of the tanks that will be changed.
Which one of the following would be your next question?
- A. Did you ask the local authority to send a written confirmation of their decision?
- B. Have you planned any final disposal of the tanks to be removed?
- C. Can I see the contract XM signed with the inspector?
- D. Can I see the plan for the installation of the new tanks?
Answer: A
Explanation:
According to ISO 14001:2015 Clause 9.1.2 (Compliance Obligations) and Clause 7.4 (Communication):
The organization must retain evidence of compliance obligations and communications with regulatory bodies.
Verbal confirmation from the authority is insufficient; written confirmation ensures objective evidence for audit purposes.
Reference: ISO 14001:2015 Clause 9.1.2, 7.4.
NEW QUESTION # 22
You are conducting a Stage 2 certification audit of VitalSpark, a pharmaceutical organisation manufacturing vitamins and other healthcare medicines. In a separate area in the centre of their large site, a supplier produces oxygen supplies piped directly into the manufacturing processes of VitalSpark. They also deliver oxygen in bulk tankers to other customers. When you review the environmental aspects register, you find that the only environmental aspect recorded for this arrangement relates to the heavy goods vehicles of the supplier transiting the site.
You ask the EMS Manager about the environmental consequences to VitalSpark of this arrangement and are told that they are not significant since the supplier has its own services for water, sewage, waste and energy.
The EMS Manager tried unsuccessfully to communicate with the supplier who is located inside the VitalSpark site and outside the scope of the EMS.
You raise a non-conformance against clause 6.1.2 of ISO 14001:
"VitalSpark does not maintain documented information on aspects/impacts related to activities, products and services of the oxygen supplier." Which combination of two of the following actions proposed by VitalSpark would permit you to close out the nonconformity?
- A. VitalSpark will retrieve environmental data on a monthly basis from the on-site supplier.
- B. The oxygen supplier will be requested to implement an ISO 14001 management system within the next
3 months. - C. VitalSpark will suggest that the oxygen supplier should undertake training in environmental awareness.
- D. VitalSpark will expand its audit programme to include audits of the oxygen supplier's organisation.
- E. VitalSpark will update its documented information on aspects/impacts to include those related to the oxygen supplier.
- F. The oxygen supplier will be requested to undertake a full environmental survey of its processes.
Answer: A,E
NEW QUESTION # 23
Whistlekleen is a national dry cleaning and laundry organisation with 50 shops. You are conducting an EMS surveillance audit of Head Office and are sampling environmental performance measurement. You find that
80 per cent of failures to meet performance criteria originate from five shops in the same region. Most of these failures relate to the release of volatile organic compounds (VOCs) that exceeded regulations. The Environmental Manager tells you that these are the oldest shops in the organisation. The cleaning equipment needs replacing but the organisation cannot afford it at the moment.
On raising the matter with senior management, you are told that there are plans to replace the equipment in these shops over the next five years.
When reviewing the nonconformity report files, you find that the organisation is facing a legal dispute with the environmental authority over multiple breaches of environmental legislation.
Select the three best options for how this dispute should be handled by the organisation through its EMS.
- A. Monitor VOC emissions to ensure compliance with legal requirements.
- B. Ask to settle the court case by negotiation with the authority.
- C. Offer to compensate employees for possible health implications.
- D. Advise the authority that the faulty equipment will be maintained more often.
- E. Investigate changing the cleaning process to use chemicals with lower VOC content.
- F. Conduct an internal enquiry to establish who is to blame.
- G. Give an explanation to the authority of what went wrong.
- H. Advise the authority that timely corrective action will be taken.
Answer: A,E,H
NEW QUESTION # 24
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